2023-2024 Undergraduate Catalog

FN 360 Compliance and Risk Management

You will develop an understanding of the identification, analysis, and management of risk in business focusing on highly regulated markets
and emerging risk areas. You will understand the overlapping risk areas – regulatory, legal, and operational – and how businesses address these
areas. You will be introduced to the compliance function in an organization through a discussion of business ethics and moral hazard. The course
culminates in a series of case studies of corporate crisis events and a tabletop exercise of a fictitious event where you will navigate through a banking
scenario.

Credits

3

Prerequisite

FN 215 FINANCIAL MANAGEMENT